{"id":87,"date":"2019-04-03T09:52:37","date_gmt":"2019-04-03T09:52:37","guid":{"rendered":"http:\/\/blog.certifiedfinancialguardian.com\/?page_id=87"},"modified":"2019-04-03T10:02:24","modified_gmt":"2019-04-03T10:02:24","slug":"disclosure","status":"publish","type":"page","link":"https:\/\/blog.certifiedfinancialguardian.com\/index.php\/disclosure\/","title":{"rendered":"DISCLOSURE AS PER SECURITIES AND EXCHANGE BOARD OF INDIA (RESEARCH ANALYSTS) REGULATIONS, 2014"},"content":{"rendered":"\n

About the Company including business activity<\/strong><\/p>\n\n\n\n

Quantum Information\nServices Private Limited (QIS) was incorporated on December 19, 1989.<\/p>\n\n\n\n

QIS was promoted by Mr Ajit Dayal with an objective of providing\nvalue-based information\/views on news related to equity markets, the economy in\ngeneral, sector analysis, budget review and various personal products and\ninvestments options available to the Public. It was the first company to start\nequity research on an institutional level.<\/p>\n\n\n\n

‘PersonalFN’<\/strong> is a service brand\nof QIS and was started in the year 1999. In 1999, the Company registered the\nDomain name www.personalfn.com<\/strong> for\nproviding information on mutual funds and personal financial planning,\nfinancial markets in general, etc. and services related to financial planning\nand research in various financial instruments including mutual funds, insurance\nand fixed income products to customers. It offers asset allocation and\nresearched investment recommendations through its financial planning services.<\/p>\n\n\n\n

Quantum Information Services Private Limited (QIS) is registered\nas Investment Adviser under SEBI (Investment Adviser) Regulations, 2013 and\nhaving Registration No.: INA000000680. In terms of the second proviso to\nRegulation 3 (1) of SEBI (Research Analysts) Regulations, 2014 the Company is\nnot required to obtain Certificate of registration from SEBI.<\/p>\n\n\n\n

Disciplinary history<\/strong><\/p>\n\n\n\n

There are no outstanding\nlitigations against the Company, its subsidiaries and its Directors.<\/p>\n\n\n\n

Terms and condition on which its offer research report<\/strong><\/p>\n\n\n\n

For the terms and condition for research report\u00a0click here<\/a><\/strong>.<\/a><\/p>\n\n\n\n

Details of associates<\/strong><\/p>\n\n\n\n

  1. Money Simplified Services Private Limited;<\/li>
  2. PersonalFN Insurance Services India Private Limited;<\/li>
  3. Equitymaster Agora Research Private Limited;<\/li>
  4. Common Sense Living Private Limited;<\/li>
  5. Quantum Advisors Private Limited;<\/li>
  6. Quantum Asset Management Company Private Limited;<\/li>
  7. HelpYourNGO.com India Private Limited;<\/li>
  8. HelpYourNGO Foundation;<\/li>
  9. Natural Streets for Performing Arts Foundation;<\/li>
  10. Primary Real Estate Advisors\nPrivate Limited;<\/li>
  11. HYNGO India Private Limited;<\/li>
  12. Rahul Goel;<\/li>
  13. I V Subramaniam.<\/li><\/ol>\n\n\n\n

    Disclosure with regard to ownership and material\nconflicts of interest<\/strong><\/p>\n\n\n\n

    1. \u2018subject company\u2019 is a company on which a buy\/sell\/hold view or\ntarget price is given\/changed in this Research Report;<\/li>
    2. Neither QIS, it’s Associates, Research Analyst or his\/her\nrelative have any financial interest in the subject Company;<\/li>
    3. Neither QIS, it’s Associates, Research Analyst or his\/her\nrelative have actual\/beneficial ownership of one per cent or more securities of\nthe subject Company, at the end of the month immediately preceding the date of\npublication of the research report;<\/li>
    4. Neither QIS, it’s Associates, Research Analyst or his\/her\nrelative has any other material conflict of interest at the time of publication\nof the research report except that QIS (PersonalFN) is, as per SEBI (Mutual\nFunds) Regulations 1996, an associate \/ group\nCompany of Quantum Asset Management Company Private Limited and Trustees and\nSponsor of Quantum Mutual Fund (QMF) and to that extent there may be conflict\nof interest while recommending any schemes of QMF. However, any such\nrecommendation or reference made is based on the standard evaluation and\nselection process, which applies uniformly for all Mutual Fund Schemes. The payment\nof commission (upfront \/ annualized & trail), if any, for any Schemes by\nQMF to QIS (PersonalFN) is also at arm’s length and as per prevailing market\npractices.<\/li><\/ol>\n\n\n\n

      Disclosure with regard to receipt of Compensation<\/strong>
      \n <\/p>\n\n\n\n

      1. Neither QIS nor it’s Associates have received any compensation\nfrom the subject Company in the past twelve months;<\/li>
      2. Neither QIS nor it’s Associates have managed or co-managed public offering of securities for the subject\nCompany;<\/li>
      3. Neither QIS nor it’s Associates have received any compensation\nfor investment banking or merchant banking or brokerage services from the\nsubject Company;<\/li>
      4. Neither QIS nor it’s Associates have received any compensation\nfor products or services other than investment banking or merchant banking or\nbrokerage services from the subject company in the past twelve months.<\/li>
      5. Neither QIS nor it’s Associates have received any compensation\nor other benefits from the subject Company or third party in connection with\nthe research report<\/li><\/ol>\n\n\n\n

        General disclosure<\/strong><\/p>\n\n\n\n

        1. The Research Analyst has not served as an officer, director or\nemployee of the subject Company.<\/li>
        2. QIS or the Research Analyst has not been engaged in market\nmaking activity for the subject Company.<\/li><\/ol>\n\n\n\n

          Definitions of Terms Used<\/strong><\/p>\n\n\n\n

          1. Buy recommendation: <\/strong>This means that the\nsubscriber could consider buying the concerned fund keeping in mind the tenure\nand objective of the recommendation service.<\/li>
          2. Hold recommendation: <\/strong>This means that the\nsubscriber could consider holding on to the fund until further update. However,\nadditional purchase via ongoing SIP can be considered.<\/li>
          3. Sell recommendation:<\/strong> This means that\nthe subscriber could consider selling the fund keeping in mind the objective of\nthe recommendation service.<\/li><\/ol>\n\n\n\n

            Click here<\/a> to read\nPersonalFN\u2019s Mutual Fund Rating Methodology<\/p>\n\n\n\n

            Quantum Information Services\nPrivate Limited CIN: U65990MH1989PTC054667 Regd. Office: 103, Regent Chambers,\n1st Floor, Nariman Point, Mumbai – 400 021 Corp. Office: 16 Jolly Maker\nChambers II, Nariman Point, Mumbai 400 021. Email: info@personalfn.com Website:\nwww.personalfn.com Tel.: 022 61361200 Fax.: 022 61361222
            \n
            \nSEBI-registered Investment Adviser.\nRegistration No. INA000000680, SEBI (Investment Advisers) Regulation, 2013<\/strong><\/p>\n","protected":false},"excerpt":{"rendered":"

            About the Company including business activity Quantum Information Services Private Limited (QIS) was incorporated on December 19, 1989. QIS was promoted by Mr Ajit Dayal with an objective of providing value-based information\/views on news related to equity markets, the economy in general, sector analysis, budget review and various personal products and investments options available to…<\/p>\n","protected":false},"author":1,"featured_media":0,"parent":0,"menu_order":0,"comment_status":"closed","ping_status":"closed","template":"","meta":{"cybocfi_hide_featured_image":""},"_links":{"self":[{"href":"https:\/\/blog.certifiedfinancialguardian.com\/index.php\/wp-json\/wp\/v2\/pages\/87"}],"collection":[{"href":"https:\/\/blog.certifiedfinancialguardian.com\/index.php\/wp-json\/wp\/v2\/pages"}],"about":[{"href":"https:\/\/blog.certifiedfinancialguardian.com\/index.php\/wp-json\/wp\/v2\/types\/page"}],"author":[{"embeddable":true,"href":"https:\/\/blog.certifiedfinancialguardian.com\/index.php\/wp-json\/wp\/v2\/users\/1"}],"replies":[{"embeddable":true,"href":"https:\/\/blog.certifiedfinancialguardian.com\/index.php\/wp-json\/wp\/v2\/comments?post=87"}],"version-history":[{"count":4,"href":"https:\/\/blog.certifiedfinancialguardian.com\/index.php\/wp-json\/wp\/v2\/pages\/87\/revisions"}],"predecessor-version":[{"id":1935,"href":"https:\/\/blog.certifiedfinancialguardian.com\/index.php\/wp-json\/wp\/v2\/pages\/87\/revisions\/1935"}],"wp:attachment":[{"href":"https:\/\/blog.certifiedfinancialguardian.com\/index.php\/wp-json\/wp\/v2\/media?parent=87"}],"curies":[{"name":"wp","href":"https:\/\/api.w.org\/{rel}","templated":true}]}}